Monday, February 7, 2011

PDF/A, more than just archiving

Everyone knows what a PDF document is. But few understand the different versions of PDF and in particular, the national and international standards that have created that govern the format. A brief introduction to the subject is contained in the Future Trends 2010 article: Electronic Documents: Benefits and Potential Pitfalls.

The following article by Thomas Zellerman is reprinted with permission from the PDF/A Competence Center(1) January, 2011 Newsletter lists other aims for the PDF/A standards work that could potentially benefit the courts and legal process.

"The obvious reason anybody looks at adopting PDF/A is because they have a need to keep good archives for a certain time. Good may mean they want to be able to have exact visual reproduction of the documents in the archive, or it may go further and they might want to also guarantee semantic correctness of the documents. Likewise the range of meanings for a “certain time” may span from 7 to 10 years for tax papers, or to forever for libraries or national archives. But in most projects, people remain very focused on the archival side of the problem and the risk is that other opportunities are missed as a result.

That is a shame: taking a step back and looking at PDF/A as an ISO standard amongst many other similar PDF-based ISO standards can show additional opportunities and reasons to standardize on PDF/A.

So lets take a step back: PDF/A is an ISO standard based on another ISO standard, PDF (ISO 32000). This means that PDF/A documents are PDF files on which additional restrictions and demands are
placed. And following that same method, the ISO has developed and is still developing a number of
other standards that can be very interesting for companies looking at PDF/A. Some examples:

  • PDF/X was the first PDF-based standard adopted and further developed by the ISO. As far back as 2001, ISO PDF/X was created to allow the use of PDF files in the print and publishing market.
  • PDF/E is an ISO standard for use in engineering workflows, allowing for 3D drawings in PDF files.
  • PDF/UA is becoming an ISO standard to create standardized accessible documents; allowing for example visually impaired people to use screen-reader applications with PDF files in a reliable way.

Does that mean that companies looking at PDF/A today should instead adopt all of these standards?  Not necessarily, but it would be a good thing to at least look at those other standards and understand how they could play a role.

It is also important when evaluating tools for use in PDF/A workflows. While some tools focus exclusively on PDF/A, there are certainly also tools on the market that add value towards some or all of these additional standards. And if such standards now or in the future hold value for a company, the selection of which tools are used should follow that realization.

And lastly, knowing those other standards is important when building the business case around adoption of PDF/A in a company. Additional demands such as the necessity to print or publish archived documents or convert them into accessible documents may very well change the scope of the project and lend additional credibility to standardizing on PDF/A as a way to prepare for things to come."

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(1) As stated on their website: "The aim of the PDF/A Competence Center is to promote the exchange of information and experience in the area of long-term archiving in accordance with ISO 19005: PDF/A."

Friday, February 4, 2011

2011 National Forum on Criminal Justice & Public Safety July 31-August 2

Sponsored by the National Criminal Justice Association, the IJIS Institute, and the Bureau of Justice Assistance, the 2011 National Forum on Criminal Justice and Public Safety showcases programs and technologies that help justice practitioners and decision makers in states, local communities and tribal nations address these pressing public safety issues today and in the future. Last year 91 percent of attendees reported that they learned useful strategies and ideas that they could take home and implement immediately. Eighty-seven percent of attendees said the Forum was important for their professional development.

For more information about the National Forum please visit www.ncja.org or www.national-forum.net.

Friday, January 28, 2011

Recently introduced e-filing bills


Much has been made, particularly in the recent spate of State of the Judiciary Speeches, about the boon and promise of e-filing in state courts. In just the last week legislators in five states introduced or advanced bills related to the subject.

Arizona SB 1185 Would change the state's existing laws that allow the Supreme Court and Superior Courts (pursuant to rules adopted by the Supreme Court) to have e-filing to require they do ("may" to "shall") Moreover, the bill would require the electronic access to court records and add bulk data to required material the courts shall provide. It is currently in the Senate Banking and Insurance Committee.

Oregon HB 2690 (link to legislature's website, no direct link to bill status page) takes a different tack. It allows the state;s Chief Justice to establish reasonable subscription fees, and other user and transaction fees, for remote access to case information and other Judicial Department forms, reports and services that are available in electronic form. Moreover, it modifies laws on filing of trial court transcripts on appeal to allow for the electronic filing of the transcript. It is in the House Judiciary Committee.

South Dakota HB 1038 requires the clerk of that state's Supreme Court collect certain fees for the electronic transmission of court records. That bill was approved by the House Committee on Judiciary on January 21 and by the full House on January 25.

Virginia SB 1369 would allow Circuit Court Clerks to charge a fee of $25 for civil or criminal proceedings filed electronically and an additional $10 fee for subsequent filings in such proceedings. The funds would be directed to the clerk's local fund to cover operational expenses of the electronic filing system. That bill is currently in the Senate Courts of Justice Committee.

Finally, Wyoming HB 190 offers what amounts to an e-filing discount of sorts. The bill provides for the electronic submittal of fees, fines, bonds and penalties to circuit courts and authorizes the Supreme Court to reduce the aforementioned fines, bonds and penalties if submitted electronically. That bill is currently in the House Judiciary Committee.



Cross-posted at the Gavel to Gavel blog

Monday, January 24, 2011

The Administrative Office of the US Courts issues RFP

The Administrative Office of the US Courts issued an RFP for a case management system.  The solicitation states that it "is for the acquisition, modification, and deployment of a new, commercial off-the-shelf (COTS) solution for the Office of Defender Services (ODS) of the Administrative Office of the United States Courts (AOUSC) to replace the existing Case Management System (CMS) for Federal Defender Organizations (FDOs). The CMS includes management of all case-related information and time keeping on representations handled by the FDOs."

Click here for the full solicitation.

Friday, January 21, 2011

Catching Up





In the time period between the old version of the CTB and this new one there was of course a lot of activity in the court technology world.  A few items of note:


The NCSC held two E-Courts Conferences in Tampa, Florida in September, 2010 and in Las Vegas in December, 2010.  More than 500 persons attended the two conferences.  Details about the conferences can be found at the conference website with the presentation slides.


In September, 2010 via a grant from the State Justice Institute, the NCSC released the results on the use of video conferencing in state courts across the country.  The report contains the results on various topics, including:  Sources of funding for video conferencing systems; extent of video for various types of proceedings; and statutes governing the use of video conferencing.  More than 700 statues and rules were found and compiled.

And in December, 2010, Derek Coursen and I published an article titled "A Framework for Logical Data Models in the Courts" at The Data Administration Newsletter website.  This technical paper identifies "certain patterns regarding representation of data on actors in the judicial process, cases, component matters (charges and civil claims), and events and tasks are generically applicable to any court situation."

This is not all that happened...more to come.

Tuesday, January 18, 2011

Iowa Chief Justice: Full, statewide e-filing & e-document management in 5-6 years

Last week Iowa Chief Justice Mark Cady presented the State of the Judiciary address for 2011. In it, the Chief Justice noted the importance of court technology in the state.

EDMS and Civil Justice Reform
We are testing a system for electronic filing and retrieval of documents. This system, which we call EDMS, expands access to justice beyond the courthouse walls. It enables litigants, lawyers, and others to file and access court records online, at anytime, night and day. It saves Iowans the cost and inconvenience of traveling to the courthouse to conduct their business. It gives judges access to records as soon as they are filed. If everything goes as planned and we have sufficient resources to move ahead, we should have EDMS fully implemented in five or six years.
Promoting Understanding about the Work of Courts
Lastly, it is my hope that we can move forward with a shared commitment for a greater understanding of our courts and their important role in maintaining our democracy. This understanding can best be achieved by making our courts even more transparent.

Up until a year ago, the [Iowa Courts] website also provided a video cast of supreme court proceedings, but this procedure was a victim of the budget cuts.

For more from the State of the Judiciary Address, click here.

Saturday, January 15, 2011

MI: Supreme Court order permits e-filing pilot testing

The Michigan Supreme Court has granted permission for a pilot e-filing project in the state. Administrative Order 2010-6 permits Macomb County to try the pilot "to study the effectiveness
of electronically filing court documents in lieu of traditional paper filings...All state courts in Michigan are envisioned as eventually permitting e-filing (with appropriate modifications and
improvements)." The project began January 1 and is authorized until December 2012. (h/t Michigan Lawyer)

Thursday, January 13, 2011

CTC 2011 Call for Ideas and Participation

The National Center for State Courts - Court Technology Conference 2011 has issued a call for ideas and presentations.  CTC 2011 will be held in Long Beach, California from  October 4 – 6, 2011

The Court Technology Conference (CTC) attracts a diverse domestic and international audience of Judicial Officers, Court Managers, Court Clerks, and Technologists.  The National Center for State Courts (NCSC) is seeking ideas for presentations that stimulate the conference attendees to action in using technology to resolve problems and enhance service.

NCSC invites practitioners, scholars and the private sector to participate in the educational programs at the Court Technology Conference 2011. The focus as always is on innovative implementations of technologies to all aspects of court business.  There is an emphasis on how technologies transform all levels of courts, all sizes of courts, all types of cases, and the work by members of the court and constituent communities.

Detailed information on submitting a presentation at CTC 2011 can be downloaded (PDF) by clicking HERE.

All submissions for the conference must be made through the conference submission survey at: http://www.ncsc.org/ctc2011survey 

The deadline for submissions is: February 15, 2011

Tuesday, January 11, 2011

Florida moving into e-filing "slowly" starting January 1

Legislatively mandated e-filing began in 9 Florida counties on January 1. According to the Florida Bar News not all counties were ready on New Year's Day, and for at least the first 90 days cases must be filed by paper as well as electronically. Moreover, filing through the portal www.myflcourtaccess.com is limited to circuit civil, county civil, probate, family, and juvenile dependency cases only for the time being.

Tuesday, December 28, 2010

E-signed and e-delivered, but not e-sealed?

Signed, sealed and delivered is more than a Stevie Wonder song, it represents the attestation of an action or record of a court dating back centuries. Technology, however, has outpaced the days of wax and impressions. For that reason, several state legislatures have have had to go back and change the laws of their states to allow their courts more latitude. legislatures in Oklahoma (HB 2253 of 2004), Iowa (HB 579 of 2009), and Michigan (SB 720 of 2010) all authorized all courts in their state to e-seal. Texas in 2007 (SB 229) gave its district court the authority to create a seal electronically, thus allowing the courts to transfer, store, and locate documents with greater efficiency.

This year, Nevada enters into the e-seal fray. SB 6 authorizes the electronic reproduction of the seal of a court (current law requires either impressing the seal on the document or impressing the seal on a substance attached to the document). The bill is currently pending in the Senate Committee on Judiciary.


Cross-posted at Gavel to Gavel blog